Abramov, A., Radygin, A., Chernova, M., State-owned enterprises in the Russian market: Ownership structure and their role in the economy. Russian Journal of Economics 3:1 (2017), 1–23.
Aitken, B.J., Harrison, A.E., Do domestic firms benefit from direct foreign investment? Evidence from Venezuela. American Economic Review 89:3 (1999), 605–618.
Alexander, J.A., Lee, S.Y.D., Does governance matter? Board configuration and performance in not-for-profit hospitals. The Milbank Quarterly 84:4 (2006), 733–758.
Ang, F., Kerstens, P.J., Decomposing the Luenberger–Hicks–Moorsteen total factor productivity indicator: An application to U.S. agriculture. European Journal of Operational Research 260:1 (2017), 359–375.
Arnold, J.M., Javorcik, B.S., Gifted kids or pushy parents? Foreign direct investment and plant productivity in Indonesia. Journal of International Economics 79:1 (2009), 42–53.
Badunenko, O., Henderson, D.J., Russell, R.R., Polarization of the worldwide distribution of productivity. Journal of Productivity Analysis 40:2 (2013), 153–171.
Badunenko, O., Tochkov, K., Soaring dragons, roaring tigers, growling bears: Determinants of regional growth and convergence in China, India and Russia. Economics of Transition 18:3 (2010), 539–570.
Bai, C.E., Li, D.D., Tao, Z., Wang, Y., A multitask theory of state enterprise reform. Journal of Comparative Economics 28:4 (2000), 716–738.
Bai, C.E., Lu, J., Tao, Z., The multitask theory of state enterprise reform: Empirical evidence from China. American Economic Review 96:2 (2006), 353–357.
Barbetta, G.P., Turati, G., Zago, A.M., Behavioral differences between public and private not-for-profit hospitals in the Italian national health service. Health Economics 16:1 (2007), 75–96.
Battese, G.E., Rao, D.S.P., Technology gap, efficiency, and a stochastic metafrontier function. International Journal of Business and Economics 1:2 (2002), 87–93.
Battese, G.E., Rao, D.S.P., O'Donnell, C.J., A metafrontier production function for estimation of technical efficiencies and technology gaps for firms operating under different technologies. Journal of Productivity Analysis 21:1 (2004), 91–103.
Berkowitz, D., Ma, H., Nishioka, S., Recasting the iron rice bowl: The reform of China's state-owned enterprises. Review of Economics and Statistics 99:4 (2017), 735–747.
Bhattacharyya, A., Harris, T.R., Narayanan, R., Raffiee, K., Specification and estimation of the effect of ownership on the economic efficiency of the water utilities. Regional Science and Urban Economics 25:6 (1995), 759–784.
Bhattacharyya, A., Parker, E., Raffiee, K., An examination of the effect of ownership on the relative efficiency of public and private water utilities. Land Economics 70:2 (1994), 197–209.
Boardman, A.E., Vining, A.R., Ownership and performance in competitive environments: A comparison of the performance of private, mixed, and state-owned enterprises. Journal of Law and Economics 32:1 (1989), 1–33.
Boeing, P., Mueller, E., Sandner, P., China's R&D explosion–Analyzing productivity effects across ownership types and over time. Research Policy 45:1 (2016), 159–176.
Bøgh Andersen, L., Blegvad, M., Does ownership matter for the delivery of professionalized public services? Cost-efficiency and effectiveness in private and public dental care for children in Denmark. Public Administration 84:1 (2006), 147–164.
Bonin, J.P., Hasan, I., Wachtel, P., Privatization matters: Bank efficiency in transition countries. Journal of Banking & Finance 29:8–9 (2005), 2155–2178.
Bos, J.W.B., Economidou, C., Koetter, M., Technology clubs, R&D and growth patterns: Evidence from EU manufacturing. European Economic Review 54:1 (2010), 60–79.
Bos, J.W.B., Economidou, C., Koetter, M., Kolari, J.W., Do all countries grow alike?. Journal of Development Economics 91:1 (2010), 113–127.
Boubakri, N., Cosset, J.C., Saffar, W., The constraints on full privatization: International evidence. Journal of Corporate Finance 42 (2017), 392–407.
Bozec, R., Dia, M., Breton, G., Ownership–efficiency relationship and the measurement selection bias. Accounting & Finance 46:5 (2006), 733–754.
Brandt, L., Van Biesebroeck, J., Zhang, Y., Creative accounting or creative destruction? Firm-level productivity growth in Chinese manufacturing. Journal of Development Economics 97:2 (2012), 339–351.
Brandt, L., Van Biesebroeck, J., Zhang, Y., Challenges of working with the Chinese NBS firm-level data. China Economic Review 30 (2014), 339–352.
Brown, D.J., Earle, J.S., Telegdy, A., Where does privatization work? Understanding the heterogeneity in estimated firm performance effects. Journal of Corporate Finance 41 (2016), 329–362.
Chambers, R.G., Färe, R., Grosskopf, S., Productivity growth in APEC countries. Pacific Economic Review 1:3 (1996), 181–190.
Charnes, A., Cooper, W.W., Rhodes, E., Measuring the efficiency of decision making units. European Journal of Operational Research 2:6 (1978), 429–444.
Chen, K.H., Yang, H.Y., A cross-country comparison of productivity growth using the generalised metafrontier Malmquist productivity index: With application to banking industries in Taiwan and China. Journal of Productivity Analysis 35:3 (2011), 197–212.
Chen, M., Guariglia, A., Internal financial constraints and firm productivity in China: Do liquidity and export behavior make a difference?. Journal of Comparative Economics 41:4 (2013), 1123–1140.
Cherchye, L., De Rock, B., Walheer, B., Multi-output efficiency with good and bad outputs. European Journal of Operational Research 240:3 (2015), 872–881.
Chernykh, L., Profit or politics? Understanding renationalizations in Russia. Journal of Corporate Finance 17:5 (2011), 1237–1253.
Cheung, K.Y., Ping, L., Spillover effects of FDI on innovation in China: Evidence from the provincial data. China Economic Review 15:1 (2004), 25–44.
Choi, S.B., Lee, S.H., Williams, C., Ownership and firm innovation in a transition economy: Evidence from China. Research Policy 40:3 (2011), 441–452.
Criscuolo, C., Martin, R., Multinationals and U.S. productivity leadership: Evidence from Great Britain. Review of Economics and Statistics 91:2 (2009), 263–281.
Curtis, C.C., Economic reforms and the evolution of China's total factor productivity. Review of Economic Dynamics 21 (2016), 225–245.
Daraio, C., Simar, L., Advanced robust and nonparametric methods in efficiency analysis: Methodology and applications. 2007, Springer, New York, NY.
Da Silva e Souza, G., De Faria, R.C., De Faria, R.C., Moreira, T.B.S., Estimating the relative efficiency of Brazilian publicly and privately owned water utilities: A stochastic cost frontier approach. Journal of the American Water Resources Association 43:5 (2007), 1237–1244.
Dewenter, K.L., Malatesta, P.H., State-owned and privately owned firms: An empirical analysis of profitability, leverage, and labor intensity. American Economic Review 91:1 (2001), 320–334.
Doms, M.E., Jensen, J.B., Comparing wages, skills, and productivity between domestically and foreign-owned manufacturing establishments in the United States. Baldwin, R.E., Lipsey, R.E., Richardson, D., (eds.) Geography and ownership as bases for economic accounting Geography and ownership as bases for economic accounting, 1998, University of Chicago Press, Chicago, IL, 235–258.
Du, J., Liu, X., Zhou, Y., State advances and private retreats?–Evidence of aggregate productivity decomposition in China. China Economic Review 31 (2014), 459–474.
Du, K., Lu, H., Yu, K., Sources of the potential CO2 emission reduction in China: A nonparametric metafrontier approach. Applied Energy 115:4 (2014), 491–501.
Dunning, J.H., International production and the multinational enterprise. 1981, Allen & Unwin, London.
Ehrlich, I., Gallais-Hamonno, G., Liu, Z., Lutter, R., Productivity growth and firm ownership: An analytical and empirical investigation. Journal of Political Economy 102:5 (1994), 1006–1038.
Estache, A., Rossi, M.A., How different is the efficiency of public and private water companies in Asia?. World Bank Economic Review 16:1 (2002), 139–148.
Färe, R., Grosskopf, S., Norris, M., Zhang, Z., Productivity growth, technical progress, and efficiency change in industrialized countries. American Economic Review 84:1 (1994), 66–83.
Färe, R., Primont, D., Multi-output production and duality: Theory and applications. 1995, Kluwer, Boston, MA.
Fei, R., Lin, B., Technology gap and CO2 emission reduction potential by technical efficiency measures: A meta-frontier modeling for the Chinese agricultural sector. Ecological Indicators 73 (2017), 653–661.
Fried, H.O., Lovell, C.A.K., Schmidt, S.S., Yaisawarng, S., Accounting for environmental effects and statistical noise in data envelopment analysis. Journal of Productivity Analysis 17:1–2 (2002), 157–174.
Fried, H.O., Schmidt, S.S., Yaisawarng, S., Incorporating the operating environment into a nonparametric measure of technical efficiency. Journal of Productivity Analysis 12:3 (1999), 249–267.
Fu, T.T., Juo, J.C., Chiang, H.C., Yu, M.M., Huang, M.Y., Risk-based decompositions of the meta profit efficiency of Taiwanese and Chinese banks. Omega 62 (2016), 34–46.
Fu, X., Gong, Y., Indigenous and foreign innovation efforts and drivers of technological upgrading: Evidence from China. World Development 39:7 (2011), 1213–1225.
García-Sánchez, I.M., Efficiency measurement in Spanish local government: The case of municipal water services. Review of Policy Research 23:2 (2006), 355–372.
Guadalupe, M., Kuzmina, O., Thomas, C., Innovation and foreign ownership. American Economic, 2012 Review10273594–3627.
Guariglia, A., Liu, X., Song, L., Internal finance and growth: Microeconometric evidence on Chinese firms. Journal of Development Economics 96:1 (2011), 79–94.
Harris, R., Robinson, C., Foreign ownership and productivity in the United Kingdom estimates for U.K. manufacturing using the ARD. Review of Industrial Organization 22:3 (2003), 207–223.
Hayami, Y., Ruttan, V.W., Agricultural productivity differences among countries. American Economic Review 60:5 (1970), 895–911.
Helpman, E., Melitz, M.J., Yeaple, S.R., Export versus FDI with heterogeneous firms. American Economic Review 94:1 (2004), 300–316.
Henderson, D.J., Russell, R.R., Human capital and convergence: A production-frontier approach. International Economic Review 46:4 (2005), 1167–1205.
Henderson, D.J., Tochkov, K., Badunenko, O., A drive up the capital coast? Contributions to post-reform growth across Chinese provinces. Journal of Macroeconomics 29:3 (2007), 569–594.
Holmes, T.J., McGrattan, E.R., Prescott, E.C., Quid pro quo: Technology capital transfers for market access in China. Review of Economic Studies 82:3 (2015), 1154–1193.
Hsieh, C.T., Klenow, P.J., Misallocation and manufacturing TFP in China and India. The Quarterly Journal of Economics 124:4 (2009), 1403–1448.
Hsieh, C.T., Song, Z.M., Grasp the large, let go of the small: The transformation of the state sector in China. Brookings Papers on Economic Activity 2015:Spring (2015), 295–346.
Hu, C., Xu, Z., Yashiro, N., Agglomeration and productivity in China: Firm level evidence. China Economic Review 33 (2015), 50–66.
Huang, C.W., Ting, C.T., Lin, C.H., Lin, C.T., Measuring non-convex metafrontier efficiency in international tourist hotels. Journal of the Operational Research Society 64:2 (2013), 250–259.
Jefferson, G.H., Rawski, T.G., Enterprise reform in Chinese industry. Journal of Economic Perspectives 8:2 (1994), 47–70.
Jefferson, G.H., Rawski, T.G., Zhang, Y., Productivity growth and convergence across China's industrial economy. Journal of Chinese Economic and Business Studies 6:2 (2008), 121–140.
Johansson, A.C., Feng, X., The state advances, the private sector retreats? Firm effects of China's great stimulus programme. Cambridge Journal of Economics 40:6 (2016), 1635–1668.
Kole, S.R., Mulherin, J.H., The government as a shareholder: A case from the United States. The Journal of Law and Economics 40:1 (1997), 1–22.
Kumar, S., Russell, R.R., Technological change, technological catch-up, and capital deepening: Relative contributions to growth and convergence. American Economic Review 92:3 (2002), 527–548.
Kung, J.K.S., Lin, Y.M., The decline of township-and-village enterprises in China's economic transition. World Development 35:4 (2007), 569–584.
Laffont, J.J., Tirole, J., A theory of incentives in procurement and regulation. 1993, MIT Press, Cambridge, MA.
Lambert, D.K., Dichev, D., Raffiee, K., Ownership and sources of inefficiency in the provision of water services. Water Resources Research 29:6 (1993), 1573–1578.
Li, Y.A., Liao, W., Zhao, C.C., Credit constraints and firm productivity: Microeconomic evidence from China. Research in International Business and Finance 45 (2018), 134–149.
Lin, B., Zhao, H., Technological progress and energy rebound effect in China's textile industry: Evidence and policy implications. Renewable and Sustainable Energy Reviews 60 (2016), 173–181.
Liu, J.S., Lu, L.Y.Y., Lu, W.M., Lin, B.J.Y., A survey of DEA applications A survey of DEA applications. Omega 41:5 (2013), 893–902.
Markusen, J.R., Multinational firms and the theory of international trade. 2004, MIT Press, Cambridge, MA.
Megginson, W.L., Netter, J.M., From state to market: A survey of empirical studies on privatization. Journal of Economic Literature 39:2 (2001), 321–389.
Naughton, B., What is distinctive about China's economic transition? State enterprise reform and overall system transformation. Journal of Comparative Economics 18:3 (1994), 470–490.
Naughton, B., Top-down control: SASAC and the persistence of state ownership in China. Paper presented at the Conference on China and the World Economy, Leverhulme Centre for Research on Globalisation and Economic Policy, 2006, University of Nottingham, Nottingham, UK.
O'Donnell, C.J., Rao, D.S.P., Battese, G.E., Metafrontier frameworks for the study of firm-level efficiencies and technology ratios. Empirical Economics 34:2 (2008), 231–255.
Poncet, S., Steingress, W., Vandenbussche, H., Financial constraints in China: Firm-level evidence. China Economic Review 21:3 (2010), 411–422.
Putterman, L., The role of ownership and property rights in China's economic transition. The China Quarterly 144 (1995), 1047–1064.
Sappington, D.E.M., Stiglitz, J.E., Privatization, information and incentives. Journal of Policy Analysis and Management 6:4 (1987), 567–585.
Shleifer, A., Vishny, R.W., A survey of corporate governance. Journal of Finance 52:2 (1997), 737–783.
Simar, L., Zelenyuk, V., On testing equality of distributions of technical efficiency scores. Econometric Reviews 25:4 (2006), 497–522.
Solow, R.M., A contribution to the theory of economic growth. The Quarterly Journal of Economics 70:1 (1956), 65–94.
Tanaka, K., Hashiguchi, Y., Spatial spillovers from foreign direct investment: Evidence from the Yangtze River Delta in China. China & World Economy 23:2 (2015), 40–60.
Van Beveren, I., Total factor productivity estimation: A practical review. Journal of Economic Surveys 26:1 (2012), 98–128.
Walheer, B., Growth and convergence of the OECD countries: A multi-sector production-frontier approach. European Journal of Operational Research 252:2 (2016), 665–675.
Walheer, B., Multi-sector nonparametric production-frontier analysis of the economic growth and the convergence of the European countries. Pacific Economic Review 21:4 (2016), 498–524.
Walheer, B., Aggregation of metafrontier technology gap ratios: The case of European sectors in 1995–2015. European Journal of Operational Research 269:3 (2018), 1013–1026.
Walheer, B., Economic growth and greenhouse gases in Europe: A non-radial multi-sector nonparametric production-frontier analysis. Energy Economics 74 (2018), 51–62.
Walheer, B., Labour productivity growth and energy in Europe: A production-frontier approach. Energy 152 (2018), 129–143.
Walheer, B., Scale, congestion, and technical efficiency of European countries: A sector-based nonparametric approach. Empirical Economics 56:6 (2019), 2025–2078.
Whalley, J., Xian, X., China's FDI and non-FDI economies and the sustainability of future high Chinese growth. China Economic Review 21:1 (2010), 123–135.
Xia, J., Li, S., Long, C., The transformation of collectively owned enterprises and its outcomes in China, 2001-05. World Development 37:10 (2009), 1651–1662.
Xu, X., Sheng, Y., Productivity spillovers from foreign direct investment: Firm-level evidence from China. World Development 40:1 (2012), 62–74.
Yu, M., Processing trade, tariff reductions and firm productivity: Evidence from Chinese firms. The Economic Journal 125:585 (2015), 943–988.
Zhang, A., Zhang, Y., Zhao, R., Impact of ownership and competition on the productivity of Chinese enterprises. Journal of Comparative Economics 29:2 (2001), 327–346.
Zhang, N., Wei, X., Dynamic total factor carbon emissions performance changes in the Chinese transportation industry. Applied Energy 146 (2015), 409–420.